liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the

, 2025 – September 18, 2025, Bitazza, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza's compliance system

Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including

Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide the work system including appropriate and sufficient personnel

") has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the counterparty or providing the system or facilitating a person who

assigned by the trustee with a scope of authority, duty and responsibility as stated in the trust instrument, as well as the appointment contract of the REIT manager and other agreements between the REIT

-entry system. 4. Indicate the total nominal amount, the individual face value, the interest to be paid during the life of the debt securities, and the dates on which such payments are due. 5. Describe any

lien against the issuer’s property or before taking any other action upon the request of the debt securities holders. 5. Disclose the material terms of the contract or provisions of law governing the

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