its trading and settlement system in the derivatives market or any written and legally enforceable commitment by its parent company to provide financial support to the derivatives clearing house to be

concerning audit quality control system. If the SEC Office still views that the applicant is unqualified, the applicant may object to the SEC Office’s decision and present more evidence to support the

to offer the NRI CIS to non-retail investors in Thailand. In this regard, I/we have completed the application form and enclosed all relevant documents in support of this application (if applicable

in support of this application (if applicable). Part A: Fund Information 1) Name of NRI CIS: ________________________________________________________ Class (if applicable

from 57.57% in 2021 due to the increase in employee-related costs to support the planned increase of scale and scope of services to be provided by the Company and clients in mobile operator sector, in

the Q3– 2024 such as the Project to enhance efficiency and expand government platform services to support compliance with the Personal Data Protection Act of the Office of the Personal Data Protection

ตามที่กำหนดในข้อ 4(1) ถึง (5) ซึ่งจากข้อมูลที่ บลน.(ประเทศไทย)แจ้งมาแสดงได้ว่า COO มีลักษณะเป็นหัวหน้างานโดยตรงของสายงาน compliance และ Finance/Sales support โดยไม่ได้อยู่ภายใต้การควบคุมดูแลของ CEO ของ

the Capital Market Business Clause 4 Personnel in the capital market business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited

business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may

Notification. Chapter 2 Appointment or Assignment of Personnel in the Capital Market Business Clause 42 Personnel in the capital market business performing their duties in any of the following functional fields