SEC Search

Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1661&CaseYY=2567

Investor Alert : Facebook page "กองทุนเปิด ทิสโก้ (บริการซื้อขายกองทุนรวม ทิสโก้)" impersonates TISCO Asset Management Co., Ltd.

Facebook page "กองทุนเปิด ทิสโก้ (บริการซื้อขายกองทุนรวม ทิสโก้)" impersonates TISCO Asset Management Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 13/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1763&CaseYY=2567

SEC files a criminal complaint against two entities relating to the website: 1000x.live for unlicensed operation of digital asset dealer business

Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10612

SEC public hearing on a draft regulation regarding prohibition of digital asset business operators’ provision of or involvement with crypto deposit taking and lending services

Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9892

SEC Thailand’s public hearing on proposed amendments and drafted regulation on unitholder data collection of mutual funds to sustain asset management companies in capital market.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=715

SEC public hearing on drafted regulations for the supervision of digital asset custodian and the provision of services to customers’ wallets

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=768

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Investment of Property Fund and Infrastructure Fund in Other Mutual Funds under The Same Asset Management Company

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=782

The SEC’s public hearing on the proposed measures requiring digital asset exchange, broker, and dealer to report IT usage capacity and disclose service quality information

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=787

SEC Thailand’s public hearing on proposed changes to the regulatory approach on ready-to-use utility tokens and digital asset exchange supervision

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=811

SEC Thailand’s public hearing on the proposed rules to prohibit the digital asset business operators to provide or involve with crypto deposit taking and lending services

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=833