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The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10977

SEC pushes forward sustainable investment and climate risk management of funds, reiterating that the management of asset management companies drives the implementation of ESG in practice

by AMCs, ultimately provide investors and asset owners with positive returns in the long run. Previously, the SEC issued guidelines to support the establishment and management of Sustainable and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11022

SEC public hearing on proposed principles for amending the Emergency Decree on Digital Asset Businesses for greater alignment with current situations

efficient to foster trust and confidence in the Thai digital asset market among investors. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=995 and the central legal

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10815

Public prosecutor brings action against seven entities under criminal complaint in the STARK case, resulting in the continuation of the asset attachment until the court orders otherwise

have been imposed with a criminal complaint and subsequently an asset attachment in the case of Stark Corporation Public Company Limited (STARK). The seven entities are: (1) STARK, (2) Mr. Vonnarat

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10738

SEC and AIMC discuss policy directions for developing asset management business as a mechanism for promoting long-term savings and sustainable investment

The Securities and Exchange Commission (SEC) has convened a meeting with the Association of Investment Management Companies (AIMC) to discuss policy directions for developing asset management

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10249

SEC strengthens measures to combat digital asset mule accounts, elevates blocking the misuse of foreign platforms for money laundering to reduce public harm

Bangkok, 8 April 2025 – At its meeting convened today, the Cabinet passed a resolution approving amendments to the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (Digital Asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11682

SEC public hearing on proposed amendments to allow asset management companies more options for monetary compensation to mutual funds in case of incorrect pricing

Currently, the existing regulations regarding compensation for incorrect calculation of investment unit values require AMCs to compensate by reducing the number of units held by the buyers or the sellers who have benefited more than they should have (in an amount equal to the difference between the incorrect and correct unit prices). However, these regulations do not cover the method whereby AMCs use their own funds to pay a compensation to the affected mutual funds instead of reducing the numbe...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11991

SEC requests asset management companies render assistance to employees whose employers postpone or temporarily suspend PVD contribution due to COVID-19 impact

May 2020, SEC sent a circular to AIMC, the Provident Fund Association and the asset management companies with PVD portfolios, notifying the Notification of the Finance Ministry and requesting that asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8120

SEC approves 17 super saving funds to invest in listed securities, 13 asset management companies to launch IPOs on 1 April

on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8048

SEC public hearing on draft regulations defining the terms, “executive” and “business in the group” under the Digital Asset Businesses Law and the Securities Law

Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations concerning the definitions of “executive” and “business in the group” under the Digital Asset Businesses Law to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8063