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) printed documents containing the same information as the draft prospectus submitted to the SEC Office and presenting the following statements on the outside front cover page of the document thereof: (a) the
auditor in the capital market shall file an application for approval with the SEC Office as per Form 61-1 which is available on the website of the SEC Office, together with the following documents and
100,000 (VAT exclusive) payable in the form of receipt of money transfer [ ] 8. Other supporting documents (please specify) _________________________________________________ Please print this checklist and
(required only for an application of a feeder fund) [ ] 7. A fee of THB 100,000 (VAT exclusive) payable in the form of receipt of money transfer [ ] 8. Other supporting documents (please specify
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. Clause 19 A securities company shall keep records of the giving of advice and negotiation on securities investment with a client for at least one month from the date on which the giving of advice or