inquiry official against 558 offenders. Additionally, civil sanctions have been imposed in 62 cases against 246 offenders. These offenders gave written consent to comply with the civil sanctions imposed by
complaint by the SEC is only the beginning of the criminal enforcement process. As to whether any persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the
._______________________Notes: * Liquidator means trustee, liquidator of trustee or an official receiver responsible for collecting, disposing of and allocating assets, including paying debts and expenses of the trust
offense under the Anti-Money Laundering Act.After the SEC’s complaint, the subsequent criminal law enforcement process will be an investigation by the inquiry official, a prosecution order by the public
Lekyim, with the ECD. Following the criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry official, a prosecution of the public prosecutor
: Rules, Conditions and Procedures for Liquidation of Mutual Funds ** Refers to trustee, liquidator of the trustee or official receiver who performs the duties of collecting, disposing and distributing
Company Directors and Executives.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before
official receiver of the Legal Execution Department within one month from the announcement date of the order appointing the rehabilitation planner.The SEC suggests that the JKN bondholders closely follow
, effective from 20 May 2020. In addition, the affected investors have filed complaints with the inquiry official for a criminal action against Napasook. The case is under consideration in accordance with
bonds, (2) Euro Multilateral Trading Facility (MTF), whose criteria are as relaxed as the regulations governing an offering of corporate bonds to high net worth investors, and (3) Securities Official