e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
12/09/2001 2. Notification of the Office of the Securities and Exchange Commission 20/2541 12/05/1998 22/05/1998 3. Notification of the Office of the Securities and Exchange Commission 46/2541
/2001 2. Notification of the Office of the Securities and Exchange Commission SorNor. 12/2545 Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of
. 4/2543 Re: Custody of Client Assets of a Securities Company (codified as of 28/03/2002) (Synopsis) 04/01/2000 01/04/2000 2. Notification of the Office of the Securities and Exchange Commission 7