group of people on a funding portal on the Internet. Each investor can invest only in a small amount of money, but a large enough crowd is needed to make the fundraising project successful
and warns investors to consider the information cautiously. All of the three assessment reports can be accessed by EARTH’s shareholders using their rights to examine the company’s information
assessing the listed companies using the public information which can be accessed by all investors. There is a peer review process to ensure the assessment standards across countries. ASEAN CG Scorecard in
Intermediaries Policy Department Director, Archinee Pattamasukhon said that the plan of the SEC to push for the “ease of switching” in the capital market can be categorized into three phases, including:(1
the shares of ADAM, which can be traded on the Stock Exchange. This act was deceitfully planned with the Board of Directors of ADAM in exercising its power to sign the agreement to buy the shares of
: "The SEC expects executives of securities companies to strictly supervise compliance with good corporate governance principles. A reliable KYC/CDD system can reduce the possibility of inappropriate
inspection findings and to promote the value of audits. At the 6th AARG meeting, there was a healthy dialogue on how regulators and audit firms can forge an even more productive relationship in light of key
who has at least 50 million baht in total assets or 4 million baht in annual income or 10 million baht investment in securities , the amount of which can be combined with spouse?s) , or (ii) a juristic
initiatives can be found at the ACMF website www.theacmf.org. Key working groups driving various ACMF initiatives include:- Green Finance Working Group: Co-chaired by Securities Commission (SC) Malaysia and
futures trading, they should deal with companies that are licensed by the SEC only. Investors can view the licensee list at the SEC's website (www.sec.or.th) and report any suspicious activities or