particular, she failed to properly discharge her professional duties with loyalty, to provide services with honesty, and to perform her duties with professional due care. The SEC therefore suspended approval
Capital Market Supervisory Board.* The SEC has therefore imposed administrative sanctions with details as follows: (a) suspending the approval of {A} as securities investment consultant for two months
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
channel anytime. {A}'s actions were deemed non-compliance with investor contact's standards of conduct of Clause 14(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and
trading. The acts of {A} and {B} were in violation of Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
*( & '%*-#H $ TCR /* /%&#$$$ * %B`+'* &#&& #% A(* * ". * VEMEX Description Ticker Market ISIN CODE CUSIP CODE Ishares MSCI Pacific ex Japan Index Fund EPP AMEX US4642866655 464286665 Telefonaktiebolaget
Ticker ARKG CUSIP 00214Q 302 ISIN US00214Q3020 ดชันีชีว้ดั/อ้างอิง(Benchmark) - NASDAQ Biotech. Index - S&P 500 Index - MSCI World Index Index ticker - XNBI Index - SPX Index - M1WO Index สกลุเงิน USD ผู้
Depositary Receipt) ตลาดหลกัทรัพย์ท่ีจดทะเบยีน ตลาดหลกัทรัพย์นิวยอร์ก (NYSE Arca) ประเทศสหรัฐอเมริกา วนัจดัตัง้กองทนุ 30 กนัยายน 2557 การเปิดให้ซือ้และขายคืนหน่วยลงทนุ ทกุวนัท าการซือ้ขายหน่วยลงทนุ Fund Ticker
resolved to propose that the 2018 Annual Ordinary General Meeting of Shareholders to be held on April 20, 2018 consider granting approval for the Company to execute the Agreement for Engagement of CH