have been taken into consideration. The regulation may not be perfect yet, but it’s the start allowing us to learn from the real use case together with the industry

the Stock Exchange of Thailand by 21 June 2018. The SEC will take Mr. Suphanan's clarification into consideration as to whether he is performing fiduciary duties as a listed-company director

from committing the offense, and reimburse the investigative expenses to, in a total of 24.54 million baht, to prohibit him from securities trading or entering into derivatives contracts for 5 years

involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively.  The public hearing

royal decree came into force. SEADEX applied for an operating license before 14 August 2018 and that allowed SEADEX to continue its business operation according to the transitional provisions.SEC is in

and listed companies to comply with IOSCO standards and enhance the reliability of the Thai capital market and the confidence of domestic and overseas investors, the SEC has taken into account the

’ investment portfolios, we are contributing to building a complete ecosystem and increasing the roles of institutional investors in managing investments responsibly while taking into consideration both climate

SEC will further cooperate with the inquiry officials for investigations into other trading periods.__________________________

stakeholders and support the continuing development and entry of qualified and ethical personnel into the audit profession. This is an important step towards the sustainable development of the economy.”The

timeframe for the preparation and disclosure of PVD factsheet should be consistent in practice across all asset management companies (AMC). The SEC has taken the public’s recommendations into consideration