Preparation and Disclosure of Financial Statements of Derivatives Business Operators
Derivatives Business Operator's Holiday in 2006
Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
Rules on Personnel in the Capital Market Business
The Approval of Personnel in the Capital Market Business
Re: Guidelines Relating to Operating Systems of Fund Management Business
Outsourcing Function related to Business Operation to Third Party
significant adverse impact on the credibility required of capital market business personnel. Both types of conduct are deemed the prohibited characteristics of capital market business personnel under the
Argyll Technologies : Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 27/01/2020)