(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the
companies while the clients’ draft financial statements were being recorded into the EY information system, and sold them out after the companies disclosed their financial statements through the SET
adequacy ratio (CAR) of KASIKORNBANK FINANCIAL CONGLOMERATE (the Conglomerate) according to the Basel III Accord was 18.96 percent, with a Tier 1 capital ratio of 16.50 percent. Being aligned with our
conflicts of interest with management of funds, or (b) being the position of director or derivatives investment manager or the position under Clause 7 (2) (a); (4) the appointee shall not be an employee or
following characteristics: (a) not causing any conflicts of interest with management of funds, or (b) being the position of director or derivatives investment manager or the position under Clause 7 (2) (a
to be Fund Manager, such person shall hold the position with either of the following characteristics: (a) not causing any conflicts of interest with the management of funds; or (b) being the position
(iv) higher total other income of 16.9% YoY or THB 21mn. Higher other income was primarily from significantly higher interest and sundry (other) income, being partially offset by lower gain on sale of
Public. Clause 5 An applicant who submits an application for approval under Clause 4 shall be granted an approval by the SEC Office only when the following conditions have been satisfied: (1) being a
for obtaining an approval of the offer for sale of sukuk shall have the following qualifications: (1) being financial institution which has obtained an approval from Bank of Thailand to undertake