the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and investment consultants

://publish.sec.or.th/nrs/9646p_r.pdf Translation ” means any mutual fund established under following Notifications: (1) Notification of the Securities and Exchange Commission on Rules, Conditions and Procedures on

a consideration of license revocation pursuant to Section 35, Paragraph 3, of the Digital Asset Business Law.” ______________________Remarks:Related news releases and notifications:   - SEC News No

said three notifications.

which has been promulgated in replacement of the said three notifications.

characteristics of personnel in capital market and executives of securities companies under the relevant Notifications.**For breach of duty, the SEC barred {A} from holding any securities company management

requires a knowledgeable, capable and responsible person to perform. The Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the

in the Notification of the Securities and Exchange Commission governing determination of definitions in notifications relating to issuance and offer for sale of securities; (2) “related person” means a

Notification of the Securities and Exchange Commission governing determination of definitions in notifications relating to issuance and offer for sale of securities; (2) “related person” means a person who has a

permits by virtue of law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 The following notifications shall be repealed: (1) The Notification of the Capital Market