securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
ensure that such investors would have adequate access to relevant information to better understand financial products before making well informed investment decisions.?The consultation paper is available
opened in his name and facilitating relevant financial transactions. His action was considered a contravention of Section 243(1) in conjunction with Section 244 and 243(2) of the Securties and Exchange Act
ยุทธศาสตร์การพัฒนาตลาดทุนไทยในอนาคต ซึ่งผู้ที่สนใจเลือกศึกษาต่อในสาขา Data Analytics สาขา Financial Technology หรือ สาขา Behavioral Finance ในมหาวิทยาลัยชั้นนำระดับ TOP 100 ในต่างประเทศ จากการจัดอันดับของ QS
scopes and forms to be in line with the financial statement forms, which have been revised earlier, and the waiver of duties on preparation and filing of certain forms in case of ceasing business operation
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และ Mr. Ian Johnston, Chief Executive, Dubai Financial Services Authority (DFSA) เมืองดูไบ สหรัฐอาหรับเอ
Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as
products, the SEC and the Associations discussed an importance of financial planning. The banks? investment consultants should be equipped with capability to provide preliminary advice for investors to raise
and needs of financial literacy in the segment which has yet been reached; a promotion on financial planning and investment for retirement with focus on provident fund industry which has been growing
changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in