financial condition may cause damage, or not having any behavior which indicates an ongoing financial problem, including having no reasonable ground to believe that there is a shortcoming or unsuitability
supporting system which comprises of the following: (a) personnel or units responsible for supporting of the establishment and management of the fund in all aspects. There shall be orderly systematic
comprises of the following: (a) personnel or units responsible for supporting of the establishment and management of the fund in all aspects. There shall be orderly systematic procedures and methods for each
) back office supporting system which comprises of the following: (a) personnel or units responsible for supporting of the establishment and management of the fund in all aspects. There shall be orderly
prohibited characteristics of the personnel in securities business. In cases where there appears the fact that any director or executive of the securities company possesses any prohibited characteristics, the
as specified in the Notification of the Capital Market Supervisory Board governing the prohibited characteristics of the personnel in derivatives business. In cases where there appears the fact that
of the substance in the translation of the original documents; and (2) certify that the substance of the translation has happened or truly exists and that there is no concealment of facts which should
performance are as following; 1. Debt Management Business, in during 2017-2018, there is a bad debt purchased portfolio which is about to fully amortized for its investment. Once the portfolio has already fully
approximately USD30 million or THB990 million which is evaluated by 3 parties. Hence, there is no relationship among 3 related or connected parties, according to the Notification of the Capital Market Supervisory