on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
Secretary-General said, ?The Capital Market Supervisory Board recently approved the regulations on REIT bond offerings. Expected to become effective soon, the new regulations will provide an alternative
following regulations: Clause 1 In this Notification: “REIT” means a real estate investment trust. “real estate” means an immovable property including leasehold interest of immovable property. “property fund
regulations: Clause 1. The Notification of the Securities and Exchange Commission No. SorNor. 21/2543 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents dated 5 June 2000 shall
Currently, the existing regulations regarding compensation for incorrect calculation of investment unit values require AMCs to compensate by reducing the number of units held by the buyers or the
Bangkok, May 28, 2015 ? The SEC revised regulations for more flexibility to promote cross-border offerings of debt securities and collective investment schemes (CIS). The revision aims to increase
damage to the investors’ interest; (b) not being subject to the order of business suspension or revocation issued by the home regulator; (c) not having had record of violating the laws or regulations under
Commission No. SorDor. 46/2552 Re: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House ---------------------- By virtue of Section 14, Section