/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset
February 2021 The SEC has informed digital asset investment consultants and digital asset fund managers who have been operating such businesses since before 27 November 2020 and would like to continue such
and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and digital asset fund managers
modified from the numbers in the original 2022 financial statements. Please be informed accordingly. Sincerely yours, Miss Sineemas Sotpiparpnukul Chief Executive Office
). This is to provide investors with sufficient information for making informed investment decisions. Additionally, Thailand ESG Fund will be exempt from the application fee and the modification fee from
client information. This also includes disclosure of information to clients ensuring that they are fully and accurately informed about the application process for service usage; (2) Rectifying the asset
informed and to pay attention to the importance of personal data protection in order to boost public confidence and trustworthiness in Thai capital market. In addition, SEC has prepared our organization
SEC’s further investigation, has found that between 2021-2022 Teerasak had his clients transferred money into his own bank account and/or had their cash exploited, having them informed that such money
informed ASCO of Cross Selling Meeting among the Bank of Thailand, the Office of Insurance Commission and the SEC. All the regulators agreed, in principle, to prohibit marketing promotion such as prize
Section 244 and Section 243(2) of the SEA and Section 86 of the Penal Code. After filing the complaint, however, the SEC was informed by the DSI that Adirek agreed to enter the settlement process under the