. The consultation paper is available in Thai version only at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=934. Stakeholders and interested parties are welcome to submit comments and suggestions on
?SECID=939 and the legal hub system at https://law.go.th/. Stakeholders and interested parties are welcome to submit comments and suggestions via the websites or emails: pinyapat@sec.or.th or
added. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments on (1) regulatory sandbox at wasu@sec.or.th or facsimile at 0-2033
being its employee. The SEC's probe into the case also revealed that {B} managed trading account for the client and used the password given by the client to submit trading orders via internet. He
with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention
consultants to make trading decision on their behalf and always submit trading orders via recordable channels. *Clauses 20(2) and (3) of the Notification No. TorLorThor. 3/2555 which were prohibited
consultation papers for all hearings are available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments and suggestions through the website. In addition, comments on Stock
own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she
, achieve their goal and realize the importance of financial plan which lead to financial freedom and success in life.?Anyone interested to join ?The Money? can submit the application form until January 31
} had submitted some trading orders and later asked the client to re-submit those orders via the phone recorder. Moreover, several transactions showed that the securities were traded intra-day at the