net capital. This shall provide a period of time for the business operator to take corrective actions to ensure that the subordinated liabilities portion not considered as total liabilities does not

benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market

and investing. The SET will provide full support to the campaign, e.g., promoting mutual fund knowledge through various media, especially those digital ones. In this connection, the SET, in

), aimed at encouraging businesses and stakeholders to support environmental protection and provide fundraising channels. Additionally, the SEC Spokesperson discussed efforts to prevent investment scams on

and digital innovation. The purpose of the visit was to enhance the OAC officials’ experience and provide insights into effective organizational management strategies that can be applied to their

royal volunteer activity to provide public service in honor of Her Majesty Queen Sirikit The Queen Mother on the auspicious occasion of Her Majesty Queen Sirikit The Queen Mother’s Birthday Anniversary on

titled "Managing Climate-related Risks and Opportunities in Equity Analysis and Investment." The webinar, co-organized by Thai SEC, CFA Institute and CFA Society Thailand, is aimed to provide insights

Society to provide financial aid for flood victims in northern Thailand. Mr. Khan Prachuabmoh, Director of the Fund Raising Bureau of the Thai Red Cross Society, accepted the donation on 16 September 2024

), co-organized a webinar on “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change.” This webinar aimed to provide practical knowledge regarding performance the

approval and to provide convenient contact and inquiry channels in accordance with the Royal Decree on Rules and Procedures for Good State Administration. More information on the licensing manual is