second lawsuit filed under the broadcasting license agreement (Movie Rights) THB 20,528,521.12. This case, negotiation was successful among two parties. The court was sentenced by a settlement agreement by
statement of a customer: (1) name or the derivatives account number of the customer; (2) transaction date; (3) contract specifications including contract type, type of underlying asset or variable, settlement
, settlement month, etc., or derivatives symbol assigned by a derivatives exchange; (4) amount and price of derivatives contract; (5) transaction type such as an opening or close-out of derivatives position; (6
products or [iii] selling capital market products by using regardless of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “ sale promotion ” means
of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “sale promotion” means providing incentive gifts, rights or other benefits to a client in
management, such as, the issuance and offering of securities, the Know Your Client process, the securities registration process, as well as the trading and clearing and settlement process. Furthermore
, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=0&rows=10 1 - 7 of 7 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 63/2015 Dated 17