needs and getting to know various financial products. Also, information to share with the visitors includes how to plan asset allocation with risk diversification; properly select securities companies
with the SEC’s strategic plan to enhance the effectiveness of internal audit functions and internal control systems. These efforts aim to elevate the corporate governance standards of listed companies
. The initiative places a strong emphasis on strengthening the financial literacy of Thai citizens, enabling them to plan their finances and invest effectively while building long‑term financial
plan covering all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient
. Clause 6. A securities company shall establish in writing a business continuity plan covering all critical functions which at minimum shall include the following components: (1) Operational procedures for
approach) หรือไม่เกิน 2 เท่าของ relative VaR (กรณีใช้ relative VaR approach) หรือไม่ เกินร้อยละ 20 ของ NAV (กรณีใช้ absolute VaR approach) หน้า 7 3.2 การเสนอขายกองทุน (sales conduct) : เน่ืองจากกองทุนที่ไม่
Inform the Board Resolution to register a subsidiary company in SET - Translation - UAC.CS/006/2018 March 23, 2018 Subject: Plan to spin-off Subsidiary Company to be listed in mai To: The President
be resumed within reasonable time; (2) a business continuity plan that corresponds with the policy set out under (1), with approval of a manager or any person holding an equivalent position regardless