total reported cases, have already been closed. The remaining instances are either newly reported or currently in the process of being addressed. For the reports of investment scams through social
collaborating with all stakeholders. The SEC strives to enhance the benefits and well-being of people through being a trustworthy and proactive organization, improving the Thai capital market to become an
seven days or by 5 March 2018. While being IFEC chairman, Wichai failed to have the company clarify to the SET the issue of B/E default circulated in the news at the time, which has caused IFEC to be
opportunities through greater connectivity, inclusiveness and resilience of capital markets within ASEAN.One of the key initiatives being endorsed at the ACMF's 26th meeting today, hosted by the Securities
. letter of guarantee ที่ธนาคารพาณิชยเปนผูออกใหแกกองทนุเพื่อเปนประกันการคืนหลักทรัพย ใหแกกองทุน โดยธนาคารพาณิชยนั้นยนิยอมรับผิดในฐานะลูกหนี้ช้ันตน 6. หุนจดทะเบียนในตลาดหลักทรัพยแหงประเทศไทยที่
ไปนี้ (1) เบี้ยปรับหรือคาเสียหาย (settlement) ในกรณีที่ผูรับเหมาทํางาน ลาชากวากําหนด และคาเสียหายในกรณีที่เครื่องจักรไมสามารถ เดินเครื่องไดตามที่รับประกนัไว (performance guarantee) (2) ในกรณี
of the derivatives broker. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge (by law), and has no records on offences relating to unfair derivatives trading
increasing shall be calculated in the shareholder’s equity of the derivatives broker. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge (by law), and has no records
worth investors or big retail investors shall be approved by the SEC Office if the following criteria are met: (1) having the CIS operator who meets the following conditions: (a) being under supervision