business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the Securities and Exchange Act of 1992. On November 21, 2022, the Samutprakan Provincial Court
penalties under Section 272 of the Securities and Exchange Act B.E. 2535 (“Securities and Exchange Act”). SEC Act S.300 in conjunction with 46 Settlement Committee Meeting No. 3/2026 Settlement Committee
penalty under Section 300 in conjunction with Section 278 and Section 302/1 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”). This case is in the process of inquiry by the
proceed in accordance with Ministerial Regulation No.59, B.E. 2548 (2005) Issued pursuant to the Building Control Act, B.E. 2522 (1979) which stated that there is no one able to construct a building with a
Exchange Commission Re: Determination of Other Regulations of Associations related to Securities Business ____________________ By virtue of Section 14 and Section 234(7) of the Securities and Exchange Act
business operators which may be considered an act of co-principals or accomplices of the offenses.The Securities and Exchange Commission (SEC) has issued a warning about the provision of services that may
the Securities and Exchange Act. In addition, He failed to order or act his duty resulting in Solaris Asset Management Co., Ltd. violation of section 117 of the Securities and Exchange Act. Solaris
and Exchange Act B.E. 2535 (as amended) (the “Securities Act”) and the Notification of the Capital Market Supervisory Board No. Tor Chor. 12/2554 Re: Rules, Conditions and Procedures for the Acquisition
owners pursuant to section 82 of the Securities and Exchange Act B.E. 2535 (1992) within one year from the date on which the fact that the registration statement contained false information becomes known