their wishes to abstain from voting on this agenda. 3.8 Opinion of the Board of Directors The Board of Directors has considered that the entry into to such transaction is reasonable and beneficial to the
on the record of defect. ** If the applicant wishes to submit an application via post and the application or evidentiary documentation is incorrect or incomplete, the SEC Office will send an e-mail
costs (if any). (2) In the case where the CIS operator no longer wishes to offer for sale the units of a collective investment scheme in Thailand, in case other than in connection with (1), at least three
case the intermediary wishes to outsource operational functions to others, the intermediary shall comply with the specific rules under the Notifications of Capital Market Supervisory Board concerning the
derived from the examination of the facts from the applicant. In the case where the applicant wishes to request a waiver of the rules under this Notification, the applicant shall submit a request for the
, it shall be deemed that the offeror no longer wishes to file the registration statement and the draft prospectus with the SEC Office, in which case the SEC Office shall return the registration
company which wishes to make offering convertible bonds at lower market price to a specific person (placement), the applicant has complied with additional requirement as prescribed in Clause 13/1; (6) the
Company’s net tangible assets. The Company therefore wishes to disclosure the details of such transaction pursuant to the Related Party Transaction Notification as follows: 1. Transaction date, month and year
case may be. “ clearing house ” means a clearing house under the law on securities and exchange . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short
operator of foreign ETF, as the case may be. “clearing house” means a clearing house under the law on securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes