investment consultants who were in charge of this client for two consecutive periods of time, aided or abetted {A} in trading on behalf of the client as the client was not keen on investment and allowed Tanya

trading volumes were substantial or the share prices genuinely changed, and on a continual basis, causing the trading of such shares to be inconsistent with normal market conditions to induce the public to

to continuously trade shares of Asia Metal PLC (AMC) in concealment to mislead the public to believe that such shares were traded in great volume or that such share price was changed, causing the

Stock Exchange of Thailand and the SEC Office within February 29, 2016. However, the financial statements were later submitted to the SET and the SEC Office on March 2 and 3, 2016, respectively. SEC

financial statements were later submitted to the SET and the SEC Office on April 28, 2016 and May 11, 2016 respectively. SEC Act S.56 and 199 Settlement Committee Meeting No. 9/2016 Settlement Committee

through the transmission system of the SEC office within the period specified in the notification which is within February 28, 2023. However, the key financial ratio report for the year 2022 were later

crowdfunding debentures, which were due on December 29, 2023 and January 31, 2024 to the SEC Office within the period specified by the SEC Office Notification, on two occasions. This case is in the process of

2014 to the second quarter of 2016 of five EY clients which were listed companies to purchase securities of such companies while the clients’ draft financial statements were being recorded into the EY

company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal

. Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order