trading volumes were substantial or the share prices genuinely changed, and on a continual basis, causing the trading of such shares to be inconsistent with normal market conditions to induce the public to

2014 to the second quarter of 2016 of five EY clients which were listed companies to purchase securities of such companies while the clients’ draft financial statements were being recorded into the EY

company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal

. Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order

rectified financial statements were later filed with the SET and the SEC Office on January 20, 2017. SEC Act S.56 and 199 Settlement Committee Meeting No. 3/2017 Settlement Committee Order No. 24/2017

the Stock Exchange of Thailand and the SEC Office within the period specified in the notification. However, the Form 56-1 for the year 2016 were later filed with the SET and the SEC Office on September

Thailand and the SEC Office within the period specified in the notification. However, the reviewed financial statements for Q3/2016 were later filed with the SET and the SEC Office on February 28, 2017 and

the SEC Office within the period specified in the notification. However, the reviewed financial statements for Q3/2016 were later filed with the SET and the SEC Office on February 28, 2017 and March 1

and the SEC Office within the period specified in the notification. However, the audited financial statements for the year 2016 were later filed with the SET and the SEC Office on July 25, 2017 and

Office and the Stock Exchange of Thailand within the period specified in the notification. The audited financial statements for the year 2016 were later submitted to the SEC Office on March 2, 2017 and the