shareholders immediately after the submission of the tender offer to the Office of the Securities and Exchange Commission, which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.247
that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535
Capital Market Supervisory Board, resulting in two counts of violation. Later, Mrs. Teo Lee Ngo submitted the required report (Form 59) to the SEC Office on 6 August 2025. SEC Act S.59 Settlement
the activities of the 16 exhibitors, which may constitute a legal violation, and gathered more evidence. If any activities liable to be in violation of the laws enforced by the SEC are found, a legal
Bangkok, 19 October 2017, The SEC has notified Group Lease Public Company Limited (GL) that failure to correct its financial statements promptly may be deemed a misconduct in violation of the
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment
number of clients? securities trading orders. Such actions were in violation of Clauses 23(1) and 23(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on