further proceed to cancel those Warrants. 3. The Board of Directors or the Executive Committee or the person(s) entrusted by the Board of Directors or the Executive Committee shall be empowered 3.1 To
in line with the current average period wherein an auditor is entrusted to be the engagement partner or the auditor affixing signature to express an opinion to financial statements on behalf of the
her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November
the deficiencies of its work systems within deadline, and ordering Huobi to return assets to clients as per their request. Huobi requested extensions of deadline many times and the SEC Board granted
Office Company Limited, as the auditor of the special audit, needed more time for the investigation and prepare the special audit report. The SEC has therefore granted an extension as requested and
online and televised advertisement was completed, a qualified opinion was given on such financial statements, and thus the order for such special audit. However, the company asked for, and was granted, an
Thailand under the name of "Benson Dupont" and "Morgan Pacific" without proper licenses granted, violating Section 90 of the SEA. In addition, the operation constituted public frauds
Limited without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546. In addition, the operation constituted public frauds contravening Section 343 and 83 of the Penal Code. On
Associate Company Limited and Victor Corporation (Thailand) without proper licenses granted. Such action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). In addition, the operation