deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A
agricultural futures, please view the list from the Agricultural Futures Trading Commission (AFTC)?s website ? www.aftc.or.th. To report on suspicious activities or illegitimate businesses, please contact the
potential and returns. Meanwhile, the Audit Committee is of the view that WAVE should not increase investment in TSE until TSE?s first electricity plant project completes and TSE?s internal control is
their awareness on asset allocations. In addition, they should be able to give advice on suitable financial products for investors with a view to achieving sufficient savings upon retirement. Since all
with a view to achieving intended outcomes in lifting standards and growth of the Thai capital market.
initiating and promoting ?ASEAN CG Scorecard? project. We view that the assessment will not only help elevate CG quality of Thai listed companies in line with international standards, but also promote
with normal market conditions with a view to inducing the general public to trade such securities. The aforesaid actions of Shine and others were in contravention of Sections 243(1), (2) and 244 of the
breaches and demanded damages under the specified conditions whereby THL is obliged under the agreements to pay the damages, the SEC is of the view that THL must estimate and record the damages arising from
TRIS’s view on the Company’s status as a moderately strategic affiliate of KGI Securities Co., Ltd. in Taiwan (KGI Taiwan, together with its affiliates the KGI Group). This status allows the Company’s
Companies Association (TLCA), expressed the opinion: “The TLCA is of the view that the governing regulations on supervision of listed companies are appropriate, with which most of listed companies have