Commission Notification of the Securities and Exchange Commission No. Kor Thor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker _____________ By virtue of Section 9 and
of the Securities and Exchange Commission No. Kor Thor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker _____________ By virtue of Section 9 and Section 18 of the
this English translation is strictly for reference. 3 Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers
Act 2535 100 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 115 12/03/1992 16/05/1992 3. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the
Investor and High Net Worth Investor 08/02/2017 16/02/2017 4. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business
Derivatives Businesses 23/11/2011 01/12/2011 4. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives
Derivatives Act B.E 2546 9 03/07/2003 06/01/2004 6. Notification of the Securities and Exchange Commission Kor Thor. 8/2549 Preparation and Disclosure of Financial Statements of Derivatives Business
://publish.sec.or.th/nrs/10305s.pdf); (3) Notification of the Securities and Exchange Commission No. Kor Thor. 18/2567 Re: Determination of Characteristics of Service Provision Not Deemed to Be Operating as Digital
) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on
the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory