with professional standards and code of ethics; not allowing any acts in the manners that taking advantage of clients and investing public.? Information contained in this news release is as of the
decision without taking into account fundamental factors. In addition, lucky draw campaigns are prohibited to prevent the overinvestment or overuse of services. The revised rules will be applicable to all
Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved capital market investment consultant for six months. Taking into account that he had
-application for approval as capital market personnel for 4 years. Taking into account that {A} had already been suspended from her duty as securities investment consultant by her employer for 3 months; the
parties to foster smooth transition by taking into account three key aspects: (1) goods and agricultural futures exchange, (2) business operators, and (3) human resources.(1) On goods and agricultural
capital market investment consultant for five months. Taking into account that {A} had already been suspended by her employer for three months, the suspension imposed by the SEC shall remain two months
opening application form and supplementary documents out of the office. The SEC is of the opinion that taking out company assets without authorization and clients? trading information which is considered
Miss Jeeranan obtained or possessed inside information related to the operating results from the fourth quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor