physical asset delivery. The solicitation messages are translated into Thai and other languages. In the case of the Facebook accounts Pimnara Poonsawat and Befaii Suwinya, the public is solicited to send
made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties may express their comments at the website or send comments by e-mail to piyaruj@sec.or.th
(www.sec.or.th) or send facsimile to 0-2263-6337 or e-mail thaipvd@sec.or.th. The hearing ends on April 15, 2011. # # #
account to the client every time after the trade date. {B}, however, agreed to make reparations to the client.In performing their duties, investment consultants can send trading orders only when obtaining
such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send
Number of issued and paid-up shares of the Company N/A2 The highest transaction size 103.44% - 9 - Remark: 1 Unable to calculate this method as TSEO incurred net loss for the financial year end 31
consideration x 100 Number of issued and paid-up shares of the Company N/A2 The highest transaction size 103.44% - 9 - Remark: 1 Unable to calculate this method as TSEO incurred net loss for the financial year
as consideration method Number of shares issued as consideration x 100 Number of issued and paid-up shares of the Company N/A2 The highest transaction size 103.44% - 9 - Remark: 1 Unable to calculate
SEC governing the maintenance of derivatives fund manager’s financial condition. Clause 10. The derivatives fund manager shall: (1) Calculate the value of derivatives contracts in accordance with the