least five years as from the last day of the calendar year when the services thereof are provided outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 8 Transitional
years as from the last day of the calendar year when the services thereof are provided outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 8 Transitional Provision
: Initially, the Company has already examined GLOW’s list of shareholders as appeared on GLOW’s website on 7 March 2018, and the Company understands that the other shareholders of GLOW have no relationship with
of GLOW who accept the tender offer Relationship with the Company: Initially, the Company has already examined GLOW’s list of shareholders as appeared on GLOW’s website on 7 March 2018, and the Company
clearing house shall take the following actions: (1) have the steps or procedures concerning computer systems relating to derivatives clearing and settlement services reviewed, monitored, and examined
examined by the SEC Office. Chapter 7/1( Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of portfolio advisory or program trading shall comply
outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 7/1 Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of
, settlement, and depository services with respect to securities reviewed, monitored, and examined, according to an examination plan specifically designed to suit the level of risks for the particular