2023 to introduce and clarify the scope and expectations of the Guidelines. On 30th January 2023, the SEC in collaboration with the UK Government and CDP will host a webinar on the topic, “Improved
ACL Securities Co., Ltd.were considered a contravention of the SEC Office Notification concerning financial advisor approval and scope of business which specifies that financial advisor supervisor must
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
characteristics under the SEC Office Notification concerning financial advisor approval and scope of performance B.E. 2552. The SEC, therefore, revoked the financial advisor supervisor approval granting to {A}.In
of the companies? annual financial statements 2015 after the auditors had issued a disclaimer and expressed a qualified opinion on the said financial statements because the scope of the audit was
and inventory register in most of the items while the company could not provide clear explanation about cause of such discrepancy. Chanunkorn, however, did not expand his audit scope, assess possible
of Baht 265 million, guaranteeing such debt Phuket FantaSea will pay for land use as collateral for the debentures to Jungle World at the rate of 1.50% of the guarantee amount Throughout the term of
. ขอบเขตในการตรวจสอบ (Audit scope) 3 4. การตรวจสอบ 7 4.1 วิธีการเก็บหลักฐาน 7 4.2 แนวทางการสุ่มตัวอย่าง 8 4.3 การบันทึกข้อมูลเกี่ยวกับการตรวจสอบ 9 4.4 ประเภทของการตรวจสอบ 9 5. การสรุปผลการตรวจสอบ 12
to regulation. 5. Scope of interests of Connected persons KYE and MTC got a joint major shareholders as follows:- - Mitsubishi Electric Corporation holds 9,048,020 shares or 41.13% of the share in KYE
to the prior year. It was mainly increased from the customers in the Government and State enterprise sector, expanding the scope of services and customers in the Private sector have growth for both new