Office immediately. Clause 12 Unless otherwise prescribed in Paragraph 2, the SEC Office shall have the power to order registered derivatives business operator who cannot maintain the qualification
, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall be specifying the
marking to market, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall
executive. Clause 7. Unless otherwise specified in Clause 9, the derivatives broker intends to seek an approval for derivatives trading according to Clause 5 shall submit the application for approval to the
recording and reporting of information to the company’s executive. Clause 7. Unless otherwise specified in Clause 9, the derivatives broker intends to seek an approval for derivatives trading according to
of the company; (e) standard and reliable system for data recording and reporting of information to the company’s executive. Clause 7. Unless otherwise specified in Clause 9, the derivatives broker
contrary to the provisions under this Notification until notifications, directives and circulars otherwise issued under or laying out guidelines pursuant to this Notification come into force. Clause 9 This
not contrary to the provisions under this Notification until notifications, directives and circulars otherwise issued under or laying out guidelines pursuant to this Notification come into force. Clause