Bangkok, September 23, 2013 ? The SEC is now seeking public comment on introducing an approval regime for technical analyst and the revisions of qualifications of investment analysts and investment
Bangkok, January 20, 2016 ? The SEC is seeking public comments on draft revisions to the rules concerning definition of investors and investment of mutual funds in line with international standards
During March – April this year, the SEC conducted a public hearing and a focus group on the proposed amendments related to issuance and offer for sale of sustainability-themed bonds that would
funding opportunities for SMEs, startups and businesses of all sizes, and allow them to participate in sustainable development. The proposed amendments include revisions to the information disclosure
. The key points of the revisions are as follows: (1) Revision to the NC Requirements for DA Custodians: Reducing the NC rate for cold wallets used in digital asset custody services from 2% to 1
Bangkok, May 30, 2014 ? The SEC is seeking public comment on revision of rules governing advertisement of all capital market products for more clarity and practicality. The revisions also address
Bangkok, June 24, 2013 ? The SEC is seeking public comment on draft revisions to the rules governing establishment and management of infrastructure funds and Real Estate Investment Trusts (REITs
Bangkok, May 8, 2015 ?The SEC is seeking public comment on proposed rule revisions concerning registrar of provident fund (PVD), establishment and management of PVD in order to facilitate the
derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category
services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions