keep them abreast of current attack patterns and techniques, as well as to outline strategies for mitigating cyber threats, and learn methods for collecting and securing evidence related to attacks
members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become
decision on securities and derivatives trading.The SEC and related organizations will closely cooperate and keep abreast of information with effect on investment in SET and TFEX to allow investing public to
exchange-traded fund (ETF) listed on the world leading securities exchanges. Investors interested in DR investment must keep updated on information about underlying foreign securities from various sources
Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
to enhance the industry’s capacity to keep pace with capital market developments and respond effectively to investors’ needs.Key topics included promoting the role of asset management companies as
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such
decline in consumption of Construction Sectors, as well as Steel Sectors. However, the Company still maintains the operation at 15 hours per day in order to keep production capacity at high level and, at
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his