ต้องกระจายตัวการลงทุนในผู้ออกหลายราย (single entity limit) มากยิ่งขึ้น และปรับปรุงการเปิดเผยข้อมูลของกองทุนรวม ซึ่งรวมถึงการเปิดเผยคำเตือนใต้ชื่อกองทุน การปรับปรุง risk spectrum ปัจจัยความเสี่ยงจากการกระ

exposure) โดยวิธี commitment approach ภาคผนวก ข : การค านวณ counterparty limit ในสัญญาซ้ือขายล่วงหนา้ 39 ภาคผนวก ค : คุณสมบติัของสัญญายนิยอมใหห้กักลบลบหน้ีระหวา่งกนั 41 ท่ีมีเง่ือนไขครบถว้น (netting

support foreign investors’ participation in the Thai capital market without being subject to the foreign limit. The amendment also aims to prevent the misuse of NVDR securities as a tool for evading

. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of

limit. Share issuers must disclose such information sufficiently and publicly.  As to more complicated corporate governance aspects and information that is less accessible and difficult for investors to

limit. Share issuers must disclose such information sufficiently and publicly.  As to more complicated corporate governance aspects and information that is less accessible and difficult for investors to

methods for submission of trading orders. Institutional investors submitted trading orders at market price (market order) while retail investors submitted trading orders with specific prices (limit order

for the clients trading securities under cash balance rule or those transferring high volume of securities into their accounts to increase their credit limit and later transferring such securities out

funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the

said criteria will be announced.Vorapol Socatiyanurak, SEC Secretary-General said, ?Under the revised criteria,  all shares having high turnover ratio will be listed on the Turnover List as the limit of