depository, as the case may be; (2) the power to direct or control acquisition, sale, or creation of encumbrances on shares; “assets received from or possessed for a member” means (1) assets that a securities
shares of NINE, at the price of not lower than Baht 2.62 per share. This is the average price of the NINE’s ordinary shares received by the Company, as appeared in No. 6, Expected benefits to the Company
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4 . Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4. Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
to the benefits received or that should have been received, reimbursements of the investigative expenses incurred by the SEC, and a bar from trading securities or derivatives and from serving as
amount equal to the benefit received or is entitled to be received, a reimbursement of investigative expenses incurred by the SEC, and a bar from serving as directors or executives in securities issuing
shall pay a civil penalty, a compensation equal to the benefit received or should have been received, and a reimbursement of investigative expenses incurred by the SEC, totaling 675,056 baht. In addition
the category of any intermediary or capital market products ; (2) issuing the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of
) issuing the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of intermediary not to comply with any requirement under this