(writer) of options receives premium from a buyer and is bound to perform his obligation should the buyer exercise the options. The seller is required to make margin deposit. Upon the buyer’s exercise of

does not make an objection within five business days from the date on which it receives such information, it shall be deemed that the securities company has obtained approval from the Office to make such

) “sukuk holder” means any holder of securities in the form of trust certificate who receives the benefits from trust property as a result of issuance of sukuk; (7) “asset trustee” means any trustee who

clearing house receives from a member, whether it is owned by the member or its client, for use as collateral for securities clearing and settlement that the member is responsible to the securities clearing

consideration of the qualifications of the applicant or the characteristics of depositary receipts within ten business days from the date when the SEC Office receives the clarification of the skeptical issues

offering price per share not lower than Baht 2.62, which is the average price that the Company acquired all NINE’s ordinary shares, calculated from the sum of cost which the Company receives from the NINE’s

2.62, which is the average price that the Company acquired all NINE’s ordinary shares, calculated from the sum of cost which the Company receives from the NINE’s shares arrangement at a par value (Baht 1

entities, obligors, lead underwriters, or arrangers. a. When the CRA receives from a rated entity, obligor, originator, lead underwriter, or arranger compensation unrelated to its credit rating services, the

receives the application for approval of the offer for sale of the structured notes and a complete set of supporting evidentiary documentation in accordance with the Licensing Manual for the Public, the SEC

possessed for a member” means: (1) assets that a derivatives clearing house receives from a member, whether it is owned by the member or its client, for use as collateral for derivatives trading; (2) assets