overseas as well as in Thailand. The revised rules cover guidelines for advertisement and publication, areas of permissible marketing activities in Thailand and instructions of benefits received from
Bangkok, March 22, 2013 - The SEC imposed a two-month suspension on {A}, a derivatives market investment consultant of Hua Seng Heng Gold Futures Co., Ltd.The SEC received a report from Hua Seng Heng
Bangkok, January 23, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of SCB Securities Co., Ltd., effective from January 23, 2013.The SEC received a report
SEC also received high recognition among regional members as chairman of the Asia-Pacific Regional Committee (IOSCO APRC) during 2005-2008. Currently, the IOSCO has 200 member countries. ?Upon joining
to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount
compensation of the benefit received from committing the offense in an amount of 1,240,370.00 Baht - a civil monetary penalty of 1,550,462.50 Baht
/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in
Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 1,383,500.00 Baht
penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 1,100,000.00 Baht
; - a compensation of the benefit received from committing the offense in an amount of 5,970,670.00 Baht - a civil monetary penalty of 7,463,337.50 Baht