the SEC’s supervision. Under the new rule, which will become effective from 1 October 2022 onwards, the qualifications of such investors are amended to incorporate an aspect of adequate financial
securities, and revises the law to encompass the digital trading in securities; (2) revises overall provisions regarding over-the-counter center i.e., the establishment, qualifications of applicants
for licenses as trading centers, brokerage firms and traders for digital assets from SEC.”Those seeking a digital asset license must contain the key qualifications as follows: (1) a Thai company as a
the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to
_____________________________________________________________________ 5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
to the SET’s proposal to amend the regulations on qualifications of companies seeking SET listing and supervision of listed companies. This regulatory amendment is part of the SEC’s Preventive Measures
person holding the position of department director or equivalent and higher in charge of the financial advisory functions shall have the qualifications and shall not possess the prohibited characteristics
requirements: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. SorNor. 32/2543 Re: Rules, Conditions and Procedures for the Approval of Mutual Fund Managers dated 31 July