to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends.In addition, Global Consultant publicly advertised that the company had a team of experienced and expert investment
, Mr. Somchit is deemed as having untrustworthy characteristics of a publicly held company director and executive on the grounds that the SEC filed the criminal complaint against him for his alleged
until then and the SEC will not consider his renewal application for another six months. The SEC also publicly reprimanded {B} for his inappropriate behaviors in performing duties as an investment
. PICNI must submit to the SEC and publicly disclose the rectified and audited financial statements within December 26, 2012. Earlier, the SEC found that the auditor did not express opinion on such
financial statements and effective information technology. This will enable them to operate their business effectively, determine business strategy in a timely manner and become a publicly traded company
license or securities business licenses in the following categories and is regarded as a Non-Publicly Accountable Entities, according to the Federation of Accounting Professions’ financial reporting
Securities Plc., {C} of KT ZMICO Securities Co., Ltd., {D} and {E} of GT Wealth Management Co., Ltd., effective from October 12, 2012 and (2) publicly disclosed investment consultant {F}'s inappropriate
connect all stakeholders, regulations regarding the data exchanging, and the most important is dataset that would be exchanged under said infrastructure.” SEC Secretary-General Ruenvadee said.SEC