, namely (1) Mr. Sawin Chindakul, (2) Ms. Paradee Teawanitchakul, and (3) Mr. Noppadon Chaidarun in order for the DSI to conduct further legal proceedings in the case of EARTH’s violation of the SEC’s order
conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
allowed by the Notification, starting from 22 March 2019.The SEC has reported the proceedings in this case for the AMLO to consider taking further action because the offense related to unfair
proceedings as agreed in this memorandum shall comply with the laws, rules and regulations for which the three agencies are answerable according to the law and shall not conflict or contradict with the public
wrongdoings, which total 31.93 million baht. The SEC has also reported the proceedings to the Anti-Money Laundering Office for further consideration.In addition, the SEC has ordered the dismissal of Mr
the contribution into the fund later than the period specified by the law, and revising the processing time periods for the fund’s various proceedings and penalties in the PVD Act.The consultation paper
, rectifications or other acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business.In this
oversight of persons with the power of management and major shareholders, the imposition of penalties, and statues of limitations for legal proceedings. These proposed amendments are intended to enhance
) (SEA). The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and
associated persons with the ECD for further legal proceedings. In this connection, investors suffered damage from investing with the companies can contact the ECD in this matter at Tel: 0-2237-1199.The SEC