authorizations for a long time for a high volume of securities and derivatives trading, which caused a great amount of damage to the client. In addition, she misinformed the client with regard to the amount of
SEC found from conversation records that {A} had obtained authorizations to make trading decisions for the clients. {A}'s actions are deemed in violation of Clause 20(2) and (3) of the Notification of
Building Confidence in the Capital Market No. 22/2018 SEC instructs EARTH to clarify the existence and the fair value of mining property rights Bangkok, 16 March 2018 – The SEC has instructed Energy
June 10, 2017, he reported his acquisition of BIG shares of 241,164,000 shares which equaled to 27.34 percent of the total number of voting rights of BIG and reported the aggregate holding of his shares
) of parties executing the transaction with the reporting person (if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please
being offered in favour of subscribers or purchasers. 4. In the case of pre-emptive purchase rights, the procedure for the exercise of any right of pre-emption, the negotiability of subscription rights
Thailand, on the occasion of H.E. visit to the SEC Office on 9 July 2019 to share views on mutual collaboration between EU and Thailand and the SEC policy on promotion of human rights in business practice
percent of the total number of voting rights of DIGI and on December 26, 2018 he acquired DIGI warrant (DIGI-W2) in the amount of 868,314,297 units which equaled to 10.99 percent of the total number of
Building Confidence in the Capital Market No. 37/2018 SEC extends deadline for EARTH to clarify the existence and the fair value of mining property rights Bangkok, 12 April 2018 – The SEC has granted