for their own benefit or others. SEC Act S.133 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 40/2024 Dated 13/05/2024

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

on 3 October 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024

September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024

Assessment form on 13 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024

customers misunderstand. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 39/2024 Dated 13/05/2024

or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 32/2024

submitted through the transmission system of the SEC office on March 9, 2023. SEC Act S.56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 31/2024 Dated 13/05/2024

the Capital Market Supervisory Board. SEC Act S.56(2) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 29/2024 Dated 13/05/2024