; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3. The Office of the Securities and Exchange Commission shall consider and notify, the

evidence showing that the service provider has sufficient qualifications as specified in Clause 3. The Office of the Securities and Exchange Commission shall consider and notify, the result of its

notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents except for the case that the system for

4. Before commencing the fund supervisor business, the person registered as a qualified fund supervisor shall notify the Office at least thirty days prior to the date of commencement of such business

. Before commencing the fund supervisor business, the person registered as a qualified fund supervisor shall notify the Office at least thirty days prior to the date of commencement of such business

. Before commencing the fund supervisor business, the person registered as a qualified fund supervisor shall notify the Office at least thirty days prior to the date of commencement of such business

relation to fact proving and shall have a duty to notify the authority of any known evidence. Clause 9. When the authority has inspected the fact, it shall notify an alleged person of an allegation in order

maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial statement with auditor’s opinion for this fiscal year

application, if it appears that the applicant can not maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial

basis. Therefore, the Company is required to: (1) disclose information regarding the acquisition or disposal of assets of the Company to the Stock Exchange of Thailand (the “SET”) and (2) notify the