domain name with the extension “.th” or “.ไทย” or any other name that signifies Thailand or the Kingdom of Thailand, or using a domain name in the Thai language; (3) requiring or allowing service users to
, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and
business operators to conduct only other businesses that are related to the securities and derivatives businesses for which they have been licensed, and requiring them to comply with the specified
rent to variable rent, and instead requiring the fund/trust to disclose to investors what is the minimum fixed rent of an asset; (3) Amending the rule on the distribution of benefits or dividends to
conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
), the shareholders should not ratify this transaction because the agreement contains a condition requiring GSTEL to appoint the Mahachai Group as its sole sales distributor for a period of five years
Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the
employer?s contribution to raise employee?s savings without requiring employer?s additional contribution. At present, the law prescribes that employer shall pay the contribution into the fund at the rate not
discipline, e.g., mutual funds requiring consistent and continual savings, (ii) mutual funds for particular investment objectives, e.g., mutual funds for child education, (iii) semi-mandatory mutual funds for
scores and recommendations are summarized as follows:(1) Client acceptance and continuance (A&C): Some audit firms may need to improve A&C by requiring consideration on all significant information before