principles will begin in 2018.The I Code consists of seven key principles, namely: (1) establishing a clear stewardship policy; (2) sufficiently managing conflicts of interest for clients? best interest; (3
boards of directors could promote sustainable benefits for their listed companies, particularly in four key areas, namely (1) creating values with long-term perspective, (2) managing ethical and
groups more efficiently, and procedures for clearer communication between selling agents and investors. The relevant regulations cover four key areas, namely: (1) the organizational structure, the roles
funds into 5 classes, namely equity fund, fixed income fund, mixed fund, property fund and commodity fund where the classification will be revised every one and a half year. For newly-registered mutual
countries, namely Cambodia, Laos and Myanmar, currently not regulated by members of International Organization of Securities Commissions (IOSCO) or not traded on the member markets of the World Federation of
Bangkok, June 13, 2013 - The SEC suspended two capital market investment consultants of Finansia Syrus Securities Plc; namely {A} for two months and {B} for one month.The SEC's routine inspection of
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be
Bangkok, November 26, 2014 - The SEC revealed that the Settlement Committee fined {A} {B} and {C}, as principal, along with two aiders and abettors, namely {D} and {E} for using inside information to
Miss Phatchanok Thanarutairoj During 24 May – 18 June 2021. The 11 offenders, namely: (1) Mr. Apimuk Bamrungwong, (2) Mr. Passakorn Sillamat, (3) Miss Phatchanok Thanarutairoj, (4) Miss Chayada