advice service provision requires that the business operators must provide all five services as follows: (1) exploring and understanding customers; (2) constructing an investment portfolio; (3

and provide data for systemic risk management. The data must be kept for at least five years from the transaction date;              2. A derivatives broker may become a debtor by judgment or a

conversion price will also be applicable to Basel III additional tier 1 instruments with condition of conversion to equity. The commercial banks must file registration statement and clearly disclose features

and to arrange a special audit on the sources, existence and status of such debts which consequently caused EARTH to apply for business rehabilitation. The results of the special audit must be disclosed

(SEA).  The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net

under management of the asset management company which is also an employer will be limited to 15 percent of the fund?s NAV which must not exceed 15 percent of each mutual fund?s NAV under management of

limited by the companies? executives.Both AIE and AI must submit the corrected and audited annual financial statements 2015 together with the corrected annual financial statements 2014 and the financial

renewable energy. In addition, each project must have at least 1 billion baht investment value or no less than 500 million baht for a small-scale private power project. The fund may invest in an ongoing

. They must render services and perform duties honestly in compliance with professional standards and codes of conduct. On the other end, investors themselves must strictly abide by trading regulations

Ministry of Finance, with remaining time to maturity not more than one year. In addition, the companies must calculate the market prices of the invested instruments at least every business day to ensure that