Executives of Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means
Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means director, manager
: “general investor” means any investor other than institutional or high net worth investor. “institutional investor” means an institutional investor under the Notification of the Securities and Exchange
Commission No. Kor Thor 12/2559 Re: Maintenance of Net Capital (No. 6) dated 14 December 2016 . Clause 2 In this Notification: “ net capital ” means the liquid capital deducted by risk haircuts ; “ liquid
. Kor Thor 12/2559 Re: Maintenance of Net Capital (No. 6) dated 14 December 2016. Clause 2 In this Notification: “net capital” means the liquid capital deducted by risk haircuts; “liquid capital” means
Commission hereby issues the following regulations: Clause 1. In this Notification, (1) “Securities company” means any company licensed to undertake securities business in the category of securities brokerage
of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, (1) “Securities company” means any company licensed to undertake securities business